IT Audit Consultant

Genesis10 is currently seeking an IT Audit Consultant with our financial services client in their New York, NY location. This is a 6 month + contract position.

Summary:

This is a long-term consulting engagement for a Global Bank supporting the internal audit organization aligned with their wealth management business.

Internal Audit evaluates the firm's governance processes and controls, risk management and capital and anti-financial crime frameworks, and support internal audit activities around regulatory reporting and federal compliance.

Responsibilities:

You will play a vital role in the scoping and planning of the audits, deploy audit and analytical procedures and techniques to assess the design and operating effectiveness of the controls to mitigate the risks, and discuss the results with the firm's local and global management.

In addition, you will also monitor and follow up with management on the resolution of the open audit findings.

Wealth Management Technology IA team is responsible to primarily cover the firm's wealth management engineering function, supporting Private Wealth Management, Private Bank and consumer businesses.

As a Wealth Management Technology Auditor, you will be involved in providing assurance on the data quality, automated processes, exception generation and other application specific controls, along with surrounding general technology controls.

Assist the risk assessment of the organization units to identify the key risk areas.

Lead/assist the audits through their end-to-end lifecycle, including scoping and planning, meeting with key stakeholders within the area being reviewed, identifying key risks and controls to be assessed, executing audits, reviewing audit documentation, and reporting audit results.

Specifically focus on the following:

Analyze the design of controls around the underlying system architecture in the context of application controls or information technology controls, and its impact on the business.

Design and execute testing approach to verify the effectiveness of the key controls identified in line with IA Methodology, which may require data analysis, code inspection and re-performance of system processes.

Document the test work performed and results as per the Internal Audit guidelines.

Lead/assist in vetting audit observations with stakeholders.

Lead/assist in tracking, monitoring and validating remediation of the risks identified in the audits.

Requirements:

Minimum 4 years of experience as a technology auditor, executing audits covering IT application and general controls, performing risk assessments, prepare audit plans, building stakeholder relationships, presenting audit scope, findings to senior management.

Understanding of software development and system architecture.

Understanding of databases, operating systems and messaging.

Strong written and verbal communication skills.

Proficiency in SQL, R, or other data analysis languages.

Ability to review code (Java, C++, Python, etc.).

Only candidates available and ready to work directly as Genesis10 employees will be considered for this position.

PREFERRED QUALIFICATIONS

Understanding of wealth management businesses, regulatory requirements and financial products.

Experience with Data analytics and visualization tools and techniques (e.g., Alteryx, Tableau, QlikView).

Relevant certification or industry accreditation (e.g., CISA, CISSP, or pursuing CFA, FRM etc.).

Experience of designing efficiency improvements or automated solutions.

Pay rate range: $85.00 - $95.00 hourly

If you have the described qualifications and are interested in this exciting opportunity, please apply!

Ranked a Top Staffing Firm in the U.S. by Staffing Industry Analysts for six consecutive years, Genesis10 puts thousands of consultants and employees to work across the United States every year in contract, contract-for-hire, and permanent placement roles. With more than 300 active clients, Genesis10 provides access to many of the Fortune 100 firms and a variety of mid-market organizations across the full spectrum of industry verticals.

For contract roles, Genesis10 offers the benefits listed below. If this is a perm-placement opportunity, our recruiter can talk you through the unique benefits offered for that particular client. Benefits of Working with Genesis10:

Access to hundreds of clients, most who have been working with Genesis10 for 5-20+ years.

The opportunity to have a career-home in Genesis10; many of our consultants have been working exclusively with Genesis10 for years.

Access to an experienced, caring recruiting team (more than 7 years of experience, on average.)

Behavioral Health Platform

Medical, Dental, Vision

Health Savings Account

Voluntary Hospital Indemnity (Critical Illness & Accident)

Voluntary Term Life Insurance

401K

Sick Pay (for applicable states/municipalities)

Commuter Benefits (Dallas, NYC, SF)

Remote opportunities available

For multiple years running, Genesis10 has been recognized as a Top Staffing Firm in the U.S., as a Best Company for Work-Life Balance, as a Best Company for Career Growth, for Diversity, and for Leadership, amongst others. To learn more and to view all our available career opportunities, please visit us at our website.

Genesis10 is an Equal Opportunity Employer. Candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.